The Corpedia Advisory Board plays an integral role in the shaping of new Corpedia products and services. Comprised of Corpedia clients, the Advisory Board acts as a sounding board, providing invaluable industry insight and uncovering market needs.
Stacey C. Bolton
Senior Vice President and Global Head of Ethics, Privacy and Information Management - The Northern Trust Company
Stacey Bolton is a Compliance and Ethics Professional with over 20 years experience in the financial services industry, specializing in banking, brokerage, and capital markets regulatory compliance in a multi-national environment. He has extensive experience managing compliance and reputation risk, including expertise in ethics training, compliance policy writing, compliant corporate culture development, managing communications with regulators, conflicts of interest mitigation strategies, internal investigation coordination and analysis, reputation preservation, crisis management, and executive information reporting.
Currently, Stacey is a Senior Vice President and Global Head of Ethics, Privacy and Information Management at The Northern Trust Company, in Chicago, IL. His responsibilities include managing the global privacy and information management programs, in addition to managing the global ethics framework for the organization.
Prior to joining The Northern Trust Company, Stacey spent 15 years with ABN AMRO Bank N.V. and its domestic subsidiary LaSalle Bank Corporation, in Chicago, IL, where he became Senior Vice President and North American Head of the Compliance Policy Center. He was charged with the creation, maintenance and update of compliance related policy and procedures.
Stacey began his career at investment management firm, Kemper Financial Services, Inc., in Chicago, IL where he served as Compliance Coordinator.
Stacey received a Bachelor of Science from Northern Illinois University, a Master of Arts in Theology from Moody Theological Seminary and Graduate School, and is currently completing an Master of Business Administration for Executives from Purdue University.
He holds the following designations:
National Association of Securities Dealers (NASD/FINRA) Series 7, 24, 63, and 66.
Certified Information Privacy Professional (Association for Information Privacy Professionals)
Certified Anti-Money Laundering Specialist (Association of Certified Anti-Money Laundering Specialists)
Certified Compliance and Ethics Professional (Society of Corporate Compliance and Ethics)
Stewart A. Broder
Corporate Counsel - EMC
Born in Queens, N.Y. 1953. B.S., with honors, Cornell University (1975); JD, with honors, University of Texas at Austin (1978). Worked in public service from 1978 to 1981 as a Field Attorney with the National Labor Relations Board and as Labor Counsel with the U.S. Postal Service. In private practice as a labor and employment attorney from 1981 to 1991 as an associate with Guggenheimer & Untermyer (N.Y.) and Peabody & Brown (Boston), and as a partner with Gaston & Snow (Boston). In house Employment Counsel with Data General Corporation, Westborough, MA (1991 to 1999) and with EMC Corporation since 1999.[close]
Vice President and Assistant General Counsel, Global Ethics & Compliance - AECOM
Susan Frank is AECOM’s Assistant General Counsel for Global Ethics & Compliance. Her responsibilities include anti-corruption law and regulation, sanctions and anti-boycott compliance, training and hotline supervision. AECOM is a global provider of professional technical and management support services to a broad range of markets, including transportation, facilities, environmental, energy, water and government. With approximately 45,000 employees around the world, AECOM provides a blend of global reach, local knowledge, innovation and technical excellence in delivering solutions that create, enhance and sustain the world’s built, natural, and social environments. A Fortune 500 company, AECOM serves clients in approximately 125 countries and had revenue of $7.3 billion during the 12 months ended March 31, 2011. AECOM was recognized as one of the World’s Most Ethical Companies in 2010.
Ms. Frank’s background includes more than twenty five years’ experience practicing law in these areas. Before joining AECOM, she worked at SAIC and Lockheed Martin in the international compliance area. Prior to that, she was a partner with the DC office of Sonnenschein, Nath & Rosenthal. Ms. Frank also spent four years in London and qualified as a Solicitor to the High Court of England and Wales, practicing in the international area with the law firms of Theodore Goddard & Co. and Herbert Smith & Co. She also served as an attorney in the Office of the Legal Advisor at the Department of State and was a member of the U.S. delegation to the UN working on the first anti-corruption multilateral treaty initiative.
Ms. Frank is a member of the DC Bar and a graduate of Trinity College, Washington D.C. and of the National Law Center of George Washington University. In 2007, she was selected as one of the “Women Who Mean Business” by Washington Business Journal. She resides in Northern Virginia.[close]
Ellen M. Hunt
Vice President of Ethics and Compliance - U.S. Foodservice
Ellen M. Hunt is Vice President of Ethics and Compliance at U.S. Foodservice. In this role, Ms. Hunt is responsible for oversight of the corporate compliance program including ensuring continued state of the art compliance practices, design and development of ethics education and awareness materials as well as serving as a resource on regulatory compliance matters. U.S. Foodservice is one of the largest broadline foodservice distributors in the United States. The company distributes food and related products to over 250,000 customers, including restaurants, healthcare facilities, lodging establishments, cafeterias, schools, and colleges and universities. U.S. Foodservice markets and distributes more than 43,000 national, private label and signature brand items, and employs approximately 26,000 people in over 70 locations around the country.
Prior to joining U.S. Foodservice, Ms. Hunt spent over 15 years in the health care industry in the roles of Vice President of Compliance Operations, Compliance Officer for Medicare & Medicaid, and Assistant General Counsel & Assistant Secretary for Health Care Service Corporation and its subsidiaries which provides coverage for over 12 million members and operates as the Blue Cross and Blue Shield plans in Illinois, Texas, New Mexico and Oklahoma. As Vice President of Compliance Operations and the Compliance Officer for Medicare and Medicaid, Ms. Hunt was responsible for all aspects of the compliance program including developing compliance training, conducting investigations and implementing regulatory requirements. As Assistant General Counsel, Ms. Hunt advised on ERISA and employee benefit matters, mergers and acquisitions, negotiations and settlements of litigation and other claims, corporate governance and finance, state and federal regulatory matters, as well as trademark and employment issues.
Ms. Hunt received her law degree from The John Marshall Law School in 1990 and her B.A. degree from Hope College in 1985. She is admitted to practice law in Illinois.[close]
John C. Lenzi
Vice President and Chief Ethics & Compliance Officer - ITT Corporation
John C. (Jack) Lenzi is Vice President and Chief Ethics & Compliance Officer for ITT Corporation based at the corporate headquarters in White Plains, New York. In this role, he is responsible for the company’s global ethics and compliance programs, international trade compliance, environmental health, safety and security, as well as corporate policy management.
Mr. Lenzi joined ITT in January 2010 as Director, Corporate Ethics & Compliance Programs. Before joining ITT Mr. Lenzi spent a year as a private ethics consultant, and prior to that, he had a 15-year career with Altria Group, Inc. From 2003-2008, Mr. Lenzi served as one of Altria’s Chief Compliance Officers focusing primarily on fostering an ethical corporate culture.
Prior to the CCO role, Mr. Lenzi held numerous leadership responsibilities during his tenure at Altria primarily in corporate affairs and government relations, including positions in both the United States and in Europe. Prior to that, Mr. Lenzi spent five years in Washington, D.C. managing state government affairs issues with the National Rifle Association.
Mr. Lenzi has extensive experience leading and working within large-scale, globally dispersed organizations and diverse employee populations. He holds a Bachelor of Arts degree in Political Science from the University of Minnesota and a Juris Doctor degree from Rutgers University School of Law.[close]
Kelli C. McTaggart
Senior Counsel, Ethics and Compliance Office - Time Warner Inc.
Kelli McTaggart is senior counsel in the Ethics and Compliance Office at Time Warner Inc., one of the world’s leading media and entertainment companies. Ms. McTaggart assists in the management of Time Warner’s Ethics and Compliance program, where she is responsible for ensuring compliance with applicable laws and regulations, conducting internal investigations, and providing guidance and training to employees.
Prior to joining Time Warner, Ms. McTaggart was an attorney at WilmerHale in Washington D.C. where she represented individuals and companies in white collar criminal investigations and complex civil litigation. She was previously an associate at Miller, Cassidy, Larroca & Lewin (now Baker Botts), representing individuals and companies in criminal matters, congressional investigations and complex commercial disputes. Ms. McTaggart also served as an Assistant Federal Public Defender in the District of Maryland, where she represented clients on a range of matters, including fraud and financial crimes, drug and firearms offenses, and immigration matters.
Ms. McTaggart earned her law degree magna cum laude from the Georgetown University Law Center where she was a member of the law review. She earned her undergraduate degree cum laude from Georgetown University. After law school, she clerked for the Hon. Frank Magill on the U.S. Court of Appeals for the Eighth Circuit. She is the former co-chair of the D.C. Bar’s Committee on Criminal Law and Individual Rights. She is a current member of the Edward Bennett Williams Inn of Court, the Association of Corporate Counsel of America, and the Capital Area Business Ethics Network. She serves on the Board of Directors of Court Appointed Special Advocates (CASA) for the Children of D.C.[close]
Mark J. Ohringer
Executive Vice President, General Counsel and Corporate Secretary - Jones Lang LaSalle
Mark J. Ohringer has been Executive Vice President, General Counsel and Corporate Secretary of Jones Lang LaSalle Incorporated since April 2003. From April 2002 through March 2003, Mark served as Senior Vice President, General Counsel and Secretary of Kemper Insurance Group, Inc., an insurance holding company. Prior to that, he served as General Counsel and Secretary of Heller Financial, Inc., a commercial finance company, since September 2000. He previously served as Chief Corporate Counsel and Deputy General Counsel of Heller from March 1999 to September 2000, Associate General Counsel from March 1996 to March 1999, and Senior Counsel from December 1993 to February 1996. Prior to joining Heller, Mark was a Partner at the law firm of Winston & Strawn. He has a B.A. in Economics (summa cum laude) from Yale University and a J.D. from Stanford Law School.[close]
Manager of Integrity and Compliance - Honeywell
Kate Olive is Manager of Integrity and Compliance at Honeywell, a diversified technology and manufacturing leader, serving customers worldwide with aerospace products and services; control technologies for buildings, homes and industry; automotive products; turbochargers; and specialty materials.
Ms. Olive joined Honeywell in 1994 as a paralegal in the Law Department supporting the Corporate Secretary and Integrity and Compliance functions, before becoming Manager for the Integrity and Compliance program. In this role Ms. Olive manages the integrity and Compliance program for Honeywell’s 128,000 employees worldwide.
Her responsibilities include maintaining and enforcing the Code of Business Conduct, developing a compliance training program, implementing an effective investigation process and providing ongoing awareness, resources, guidance and metrics to leadership and employees.
Ms. Olive earned her bachelor’s degree in international relations from Rollins College in Winter Park Florida.[close]
Garrett W. Reich
Former Director of Ethics and Business Conduct - MillerCoors
Garrett, who recently retired, is the former Director of Ethics and Business Conduct for MillerCoors, the second largest brewer in the United States. The company is a U.S. joint venture between SABMiller plc and Molson Coors Brewing Company and has over 8000 employees. With the merger of the two companies last year, Garrett was responsible for establishing the new company ethics programs by joining the two legacy company practices and is now working to enhance the new program’s visibility at all levels of the organization.
Garrett has over 30 years of legal experience, with extensive internal and external work in the compliance and ethics area, including chairing and establishment of crisis management committees to SOX. He was a team member with previous parent company programs for both SABMiller and Altria in enhancing their ethics and compliance programs. He has also served on an Ethics Seminar Program Board for Marquette University.
Garrett has also been recognized as an advisor to the Wisconsin Secretary of Revenue, National Chamber Litigation Center in Environmental matters, the Wisconsin Manufacturers and Commerce General Counsel’s Board, and the University of St. Thomas (MN) Opus College of Business Strategic Board of Governors. He is a member of the State Bar of Wisconsin, ACC, and ECOA.
Garrett earned his B. A. in accounting from the University of St. Thomas and his J. D. from Marquette University.
Garrett’s proudest accomplishment and strongest supporters are his wife Sheila of 34 years and his four lovely daughters.[close]